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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-12-01
TX RA APPROVED_RES 2020-10-14
  • FL RA
    APPROVED
    Since 2020-12-01
  • TX RA
    APPROVED_RES
    Since 2020-10-14

Branch Locations

9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 08/2018 Present
Pet Plastics Cidra PR 10/2013 07/2018
University Of Puerto Rico Bayamon PR 08/2005 05/2018
Bank Of America N.A. Jacksonville FL 11/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-24
S63 Uniform Securities Agent State Law Examination 2019-03-13
  • S66 Uniform Combined State Law Examination
    2020-11-24
  • S63 Uniform Securities Agent State Law Examination
    2019-03-13
Other Names
  • Efrain J Pantoja
  • Efrain Pantoja

View on SEC IAPD

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