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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2019-01-18 |
| TX | RA | APPROVED_RES | 2016-02-22 |
| NJ | RA | APPROVED | 2014-04-08 |
| VA | RA | APPROVED | 2011-05-27 |
| DE | RA | APPROVED | 2011-05-23 |
| MD | RA | APPROVED | 2011-03-28 |
Branch Locations
6 Montgomery Village Ave Ste 420, Gaithersburg, MD 20879 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Gaithersburg | MD | 03/2011 | Present |
(1) 03/15/11 - ADJUNCT TEACHER OF FINANCE CLASSES FOR THE UNIVERSITY OF PHOENIX/ 5% OF TIME/ GAITHERSBURG, MD (2) 03/15/11 - ADJUNCT TEACHER OF FINANCE CLASSES FOR JOHNS HOPKINS UNIVERSITY/ 5% OF TIME/ GAITHERSBURG, MD (3) 03/24/2011 - RIVERSTONE WEALTH MANAGEMENT/ DBA ONLY/ GAITHERSBURG, MD (4) 03/25/13 - OTHER-LITTLE LEAGUE UMPIRE - I WILL BE A VIENNA (VA) LITTLE LEAGUE UMPIRE - 5% OF TIME SPENT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-27 |
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