Christopher Wayne Fletcher

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-06-14
TX	RA	APPROVED_RES	2024-06-14

PA RA
APPROVED

Since 2024-06-14
TX RA
APPROVED_RES

Since 2024-06-14

Branch Locations

Murrysville, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Securities America, Inc.	Leesburg	VA	08/2018	06/2019
Securities America, Inc	Murrysville	PA	06/2019	06/2024
Kestler Financial Group	Leesburg	VA	10/2016	08/2018
Pnc Bank	Pittsburgh	PA	07/2013	10/2016
Securities America Advisors	Murrysville	PA	01/2020	06/2024
Osaic Wealth, Inc.	Murrysville	PA	06/2024	Present

08/2018 → 06/2019

Securities America, Inc.

Leesburg, VA
06/2019 → 06/2024

Securities America, Inc

Murrysville, PA
10/2016 → 08/2018

Kestler Financial Group

Leesburg, VA
07/2013 → 10/2016

Pnc Bank

Pittsburgh, PA
01/2020 → 06/2024

Securities America Advisors

Murrysville, PA
06/2024 → Present

Osaic Wealth, Inc.

Murrysville, PA

Previous Registrations

2020-01-06 → 2024-06-14

Securities America Advisors, Inc.

Leesburg, VA

Murrysville, PA

Other Businesses

1. DBA - Branch Development Partners 2. 6'6 FINANCIAL - INSURANCE SALES POSITION: Financial Planner NATURE: 6'6 Financial - My financial services firm I have started to prospect for new clients that has the potential to involve insurance sales.? INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 07/31/2023 ADDRESS: 3124 Doe Run Ct Murrysville PA 15668 DESCRIPTION: 6'6 Financial - My financial services firm, I have started to prospect for new clients that has the potential to involve insurance sales. 3. 6'6 FINANCIAL - INSURANCE SALES POSITION: Financial Advisor NATURE: 6'6 Financial - My financial services firm I have started to prospect for new clients that has the potential to involve insurance sales.? INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/31/2023 ADDRESS: 3124 Doe Run Ct., Murrysville PA 15668, United States DESCRIPTION: 6'6 Financial - My financial services firm I have started to prospect for new clients that has the potential to involve insurance sales.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-11-05

S66 Uniform Combined State Law Examination

2019-11-05

Other Names

Chris Fletcher

View on SEC IAPD