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1820 Lancaster St, Baltimore, MD 21231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-06-11 |
Branch Locations
1820 Lancaster St, Baltimore, MD 21231 • United States
1938 Security Drive, York, PA 17402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Delaware University | Soylestown | PA | 07/2014 | 06/2018 |
| Unemployed | Etters | PA | 06/2018 | 08/2018 |
| Nylife Securities Llc | Harrisburg | PA | 03/2019 | 03/2019 |
| New York Life Insurance Co | Harrisburg | PA | 08/2018 | 03/2019 |
| Lombard Securities Incorporated | Baltimore | MD | 03/2019 | Present |
| Lombard Advisers Incorporated | Baltimore | MD | 03/2019 | Present |
1. Corto Financial Group (CGF); Beginning 03/2019; Current Address: 1938 Security Drive, York, PA, USA, 17402; Agent; Insurance Sales - Life, Disability and Long-Term Care. 99% of time spent on Insurance/1% of time spent on investment side. 2 Splash Financial/CFG - Partnership - Beginning 12/2022 - Refinancing of existing medical student loans with our clients and prospective physicians - Being compensated by Splash Financial for referral to refinance loan(s) which will be marketed through our Corto Financial Group website - www.cortofinancial.com. 3. Gallo Financial Group LLC established 4/9/2023 for personal tax purposes. Not used for business purposes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-25 |
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