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Christina Chang

Cetera Investment Advisers LLC

Irvine, CA

CRD 6999396

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-06-09
  • CA RA
    APPROVED
    Since 2022-06-09

Branch Locations

15343 Culver Drive, Irvine, CA 92604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
East West Bank Anaheim CA 01/2017 08/2018
East West Bank Irvine CA 08/2018 05/2022
Cetera Investment Services Llc St Cloud MN 04/2022 05/2022
Unemployment Irvine CA 06/2016 01/2017
Cetera Investment Advisers Llc Irvine CA 05/2022 05/2022
Ctbc Bank Irvine CA 06/2022 Present
Cetera Investment Services Llc St Cloud MN 06/2022 Present
Cetera Investment Advisers Llc Irvine CA 06/2022 Present
  • 01/2017 → 08/2018
    East West Bank
    Anaheim, CA
  • 08/2018 → 05/2022
    East West Bank
    Irvine, CA
  • 04/2022 → 05/2022
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2016 → 01/2017
    Unemployment
    Irvine, CA
  • 05/2022 → 05/2022
    Cetera Investment Advisers Llc
    Irvine, CA
  • 06/2022 → Present
    Ctbc Bank
    Irvine, CA
  • 06/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2022 → Present
    Cetera Investment Advisers Llc
    Irvine, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-09
  • S66 Uniform Combined State Law Examination
    2022-05-09

View on SEC IAPD

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Nearby Investors

ANH THICAM NGUYEN
HAN CHEN
Wade Allen Jones

Nearby Offices

VISTA POINT ASSET MANAGEMENT LLC · IRVINE, CA
PRINCIPAL SECURITIES, INC. · IRVINE, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA

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