Louis Thomas Rantz

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-07-13
TX	RA	APPROVED	2026-07-13

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Aegis Capital Corp	Melville	NY	08/2018	02/2022
Penn State University	State College	PA	07/2014	06/2018
Nassau County Board Of Elections	Mineola	NY	06/2016	08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Melville	NY	02/2022	07/2026
Cove Capital Advisors	Melville	NY	12/2017	03/2018
New York Community Bank	Plainview	NY	09/2019	01/2022
Fpt Sobe Restaurant Corp	Freeport	NY	07/2018	09/2019
Wells Fargo Clearing Services, Llc.	Long Island	NY	07/2026	Present

08/2018 → 02/2022

Aegis Capital Corp

Melville, NY
07/2014 → 06/2018

Penn State University

State College, PA
06/2016 → 08/2017

Nassau County Board Of Elections

Mineola, NY
02/2022 → 07/2026

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Melville, NY
12/2017 → 03/2018

Cove Capital Advisors

Melville, NY
09/2019 → 01/2022

New York Community Bank

Plainview, NY
07/2018 → 09/2019

Fpt Sobe Restaurant Corp

Freeport, NY
07/2026 → Present

Wells Fargo Clearing Services, Llc.

Long Island, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-08-25