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Thomas Michael Rogers

William Blair

Chicago, IL

Chicago, IL

Baltimore, MD

Parkville, MD

CRD 6999320

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Employer firm

William Blair CRD 1252

$64.3B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • EQUITY RESEARCH SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
William Blair

150 North Riverside Plaza, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-08-22
  • MD RA
    APPROVED
    Since 2022-08-22

Branch Locations

150 North Riverside Plaza, Chicago, IL 60606 • United States

The William Blair Building 150 North Riverside, Chicago, IL 60606-1594 • UNITED STATES

100 International Drive Suite 19000, Baltimore, MD 21202 • United States

Parkville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brown Advisory Baltimore MD 09/2015 11/2017
Brown Advisory Baltimore MD 11/2017 09/2021
William Blair Chicago IL 09/2021 Present
  • 09/2015 → 11/2017
    Brown Advisory
    Baltimore, MD
  • 11/2017 → 09/2021
    Brown Advisory
    Baltimore, MD
  • 09/2021 → Present
    William Blair
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-22
  • S66 Uniform Combined State Law Examination
    2022-08-22
Other Names
  • Tom M. Rogers

View on SEC IAPD

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