Darren M Klump

Current Employers

Employment History

• 01/2011 → 07/2019
  Capital Financial Services, Inc
  Minot, ND
• 08/2013 → 06/2018
  Guardian Credit Union
  West Milwaukee, WI
• 07/2019 → Present
  Calton & Associates, Inc.
  Oak Creek, WI

Previous Registrations

• 2011-01-10 → 2019-07-01
  Capital Financial Services, Inc.
  Oak Creek, WI
  Minot, ND
• 2009-07-28 → 2011-01-24
  Msi Financial Services, Inc.
  Milwaukee, WI

Other Businesses

No. 1) Name of Business: Darren Klump. Investment related. Address: 7801 S Howell Ave. #101, Oak Creek, WI 53154. Nature of Business: Fixed insurance products through various insurance companies. Position/Title/Relationship: Agent. Start Date: 01/01/2019. Hours per month: 60. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Licensed insurance agent. No. 2) Name of Business: Guardian Credit Union. Investment related. Address: 7801 S Howell Ave, #101, Oak Creek, WI 53154. Nature of Business: Providing securities, investment advisory and insurance products or Guardian Credit Union Members. Position/Title/Relationship: Registered Rep, IAR, and Financial Advisor. Start Date: 01/03/2011. Hours per month: 160. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Providing securities, investment advisory and insurance products or Guardian Credit Union Members.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-07-16
• S63 Uniform Securities Agent State Law Examination
  2008-04-11