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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-09-08
TX RA APPROVED 2025-09-05
  • AZ RA
    APPROVED
    Since 2025-09-08
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

150 University 4Th Floor, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Tempe AZ 08/2025 Present
Jpmorgan Chase Bank, N.A. Tempe AZ 08/2025 Present
Morgan Stanley Gilbert AZ 01/2025 08/2025
Unemployed Chandler AZ 07/2024 12/2024
Voya Chandler AZ 10/2022 06/2024
Vanguard Scottsdale AZ 11/2021 10/2022
Adp El Paso TX 08/2018 10/2021
Unemployed El Paso TX 03/2018 07/2018
Fred Loya Insurance El Paso TX 10/2017 02/2018
Unemployed El Paso TX 01/2017 09/2017
University Of Texas At El Paso El Paso TX 08/2013 12/2016
  • 08/2025 → Present
    Tempe, AZ
  • 08/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Tempe, AZ
  • 01/2025 → 08/2025
    Gilbert, AZ
  • 07/2024 → 12/2024
    Unemployed
    Chandler, AZ
  • 10/2022 → 06/2024
    Voya
    Chandler, AZ
  • 11/2021 → 10/2022
    Vanguard
    Scottsdale, AZ
  • 08/2018 → 10/2021
    Adp
    El Paso, TX
  • 03/2018 → 07/2018
    Unemployed
    El Paso, TX
  • 10/2017 → 02/2018
    Fred Loya Insurance
    El Paso, TX
  • 01/2017 → 09/2017
    Unemployed
    El Paso, TX
  • 08/2013 → 12/2016
    University Of Texas At El Paso
    El Paso, TX
Previous Registrations
Other Businesses

NAME OF OTHER BUSINESS:Rental Property IS THIS OTHER BUSINESS INVESTMENT RELATED?:No ADDRESS:,El Paso,TX,79936,USA NATURE OF OTHER BUSINESS:Rental Property YOUR POSITION, TITLE, OR RELATIONSHIP WITH THIS OTHER BUSINESS:Personally investing in or owning another company START DATE OF YOUR RELATIONSHIP:2017-01-01 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS:1 NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Collect rent. IS THIS A RESIDENTIAL ADDRESS?:Yes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-23
S63 Uniform Securities Agent State Law Examination 2018-09-21
  • S66 Uniform Combined State Law Examination
    2022-02-23
  • S63 Uniform Securities Agent State Law Examination
    2018-09-21

View on SEC IAPD

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