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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-05 |
| IL | RA | APPROVED | 2024-02-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Texas Jj's Llc | San Antonio | TX | 05/2015 | 10/2018 |
| Northwestern Mutual Life Insurance Company | Chicago | IL | 10/2018 | 03/2019 |
| Jpmorgan Chase Bank, N.A. | Northfield | IL | 03/2019 | 02/2020 |
| Jpmorgan Securities Llc. | Northfield | IL | 03/2019 | 02/2024 |
| Northwestern Mutual Investment Services Llc | Chicago | IL | 10/2018 | 03/2019 |
| Northwestern Mutual Investment Services Llc | San Antonio | TX | 08/2018 | 10/2018 |
| J.P. Morgan Securities Llc | Skokie | IL | 03/2024 | Present |
| J.P. Morgan Chase Bank, N.A. | Skokie | IL | 02/2020 | 02/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-02 |
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