Clayton Allison

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2018 → 10/2018
  George K. Baum & Company
  Kansas City, MO
• 06/2015 → 07/2018
  Koch Supply & Trading, Lp
  Wichita, KS
• 10/2018 → 09/2019
  George K. Baum & Company
  Kansas City, MO
• 09/2019 → 06/2020
  Stifel, Nicolaus & Company, Incorporated
  Kansas City, MO
• 06/2020 → Present
  Prime Capital Investment Advisors Llc
  Overland Park, KS

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-08-13
• S63 Uniform Securities Agent State Law Examination
  2018-10-12

Other Names

• Clayton Joseph Allison