Biren Patel

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-06-28
NH	RA	APPROVED	2022-12-22

TX RA
APPROVED

Since 2024-06-28
NH RA
APPROVED

Since 2022-12-22

Branch Locations

200 Mcgregor St, Manchester, NH 03102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Bank	Andover	MA	12/2015	07/2018
University Of Massachusetts Lowell	Lowell	MA	09/2015	07/2018
Unemployed	Lowell	MA	08/2018	11/2018
Pruco Securities Llc	Needham	MA	11/2018	02/2019
Citizens Investment Services	Bedford	NH	02/2019	06/2019
Infinex Investments, Inc	Nashua	NH	07/2019	06/2020
Bar Harbor Bank And Trust	Nashua	NH	06/2019	06/2020
Fidelity Investments	Merrimack	NH	06/2020	12/2022
Lpl Financial	Manchester	NH	12/2022	Present
St. Mary'S Bank	Manchester	NH	12/2022	Present

12/2015 → 07/2018

Td Bank

Andover, MA
09/2015 → 07/2018

University Of Massachusetts Lowell

Lowell, MA
08/2018 → 11/2018

Unemployed

Lowell, MA
11/2018 → 02/2019

Pruco Securities Llc

Needham, MA
02/2019 → 06/2019

Citizens Investment Services

Bedford, NH
07/2019 → 06/2020

Infinex Investments, Inc

Nashua, NH
06/2019 → 06/2020

Bar Harbor Bank And Trust

Nashua, NH
06/2020 → 12/2022

Fidelity Investments

Merrimack, NH
12/2022 → Present

Lpl Financial

Manchester, NH
12/2022 → Present

St. Mary'S Bank

Manchester, NH

Previous Registrations

2020-10-14 → 2022-12-21

Fidelity Personal And Workplace Advisors

Merrimack, NH
2019-07-01 → 2020-06-16

Osaic Institutions, Inc.

Nashua, NH

West Lebanon, NH
2019-02-19 → 2019-07-02

Citizens Securities, Inc.

Hudson, NH

Bedford, NH

Hooksett, NH

Nashua, NH

Other Businesses

1) 12/2022 - JBH Patel Realty LLC / Real Estate Rental / Investment Related 2) 12/2022 - St. Mary's Financial Services / DBA for LPL Business (entity for LPL business) / Investment Related 3) 12/2022 - Doordash / Outside/W-2 Employment / Delivery/ Not Investment Related 4) 12/2022 - Notary / Investment Related / Manchester, NH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-01-04

S66 Uniform Combined State Law Examination

2019-01-04

Designations

Other Names

Biren Patel
Biren N Patel

View on SEC IAPD