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Calvin Changlok Lim

Fisher Investments

Plano, TX

Camas, WA

CRD 6997475

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-07
WA RA APPROVED 2024-11-07
  • TX RA
    APPROVED
    Since 2024-11-07
  • WA RA
    APPROVED
    Since 2024-11-07

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

5525 Nw Fisher Creek Dr, Camas, WA 98607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities, Inc Greenwood Village CO 08/2018 12/2020
Unemployed Boulder CO 07/2018 08/2018
Kasa Japanese Grill Boulder CO 06/2016 07/2018
Assetmark Brokerage, Llc Vancouver WA 01/2021 08/2024
Assetmark Financial Holdings, Inc. Vancouver WA 01/2021 08/2024
Fisher Investments Camas WA 09/2024 Present
  • 08/2018 → 12/2020
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 07/2018 → 08/2018
    Unemployed
    Boulder, CO
  • 06/2016 → 07/2018
    Kasa Japanese Grill
    Boulder, CO
  • 01/2021 → 08/2024
    Assetmark Brokerage, Llc
    Vancouver, WA
  • 01/2021 → 08/2024
    Assetmark Financial Holdings, Inc.
    Vancouver, WA
  • 09/2024 → Present
    Fisher Investments
    Camas, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-06
S63 Uniform Securities Agent State Law Examination 2018-09-12
  • S65 Uniform Investment Adviser Law Examination
    2024-11-06
  • S63 Uniform Securities Agent State Law Examination
    2018-09-12
Other Names
  • Calvin C Lim

View on SEC IAPD

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