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Ashley White

Wells Fargo Clearing Services, LLC

Scottsdale, AZ

CRD 6997372

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-27
AZ RA APPROVED 2019-04-29
  • TX RA
    APPROVED_RES
    Since 2022-07-27
  • AZ RA
    APPROVED
    Since 2019-04-29

Branch Locations

8601 N Scottsdale Rd Ste 100 [Va-Rbo], Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Scottsdale AZ 07/2018 Present
Wells Fargo Bank Scottsdale AZ 05/2000 Present
  • 07/2018 → Present
    Wells Fargo Clearing Services
    Scottsdale, AZ
  • 05/2000 → Present
    Wells Fargo Bank
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-29
  • S66 Uniform Combined State Law Examination
    2019-04-29

View on SEC IAPD

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