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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-04-24 |
| NC | RA | APPROVED | 2019-12-02 |
| TX | RA | APPROVED | 2019-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 08/2018 | Present |
| Unemployed | Charlotte | NC | 06/2018 | 08/2018 |
| Vivint | Provo | UT | 05/2015 | 06/2018 |
| Utah Valley University | Orem | UT | 08/2014 | 08/2017 |
| Vanguard Marketing Corporation | Charlotte | NC | 08/2018 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 12/2019 | Present |
NAME OF BUSINESS: CUSTODIAN FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: FIDICUARY POSITION: CUSTODIAN START DATE: 01/2025 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: FIDICUARY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-05 |
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