Maibi Ben-Horsfall

Employer firm

Principal Asset Management CRD 109002

$428B regulatory AUM 137 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2018 → 09/2019
  J.P. Morgan Securities Llc
  Los Angeles, CA
• 07/2018 → 09/2019
  Jp Morgan Chase Bank, N.A.
  Los Angeles, CA
• 08/2016 → 07/2018
  Unemployed
  Los Angeles, CA
• 10/2019 → 05/2021
  Rbc Capital Markets, Llc.
  Palos Verdes, CA
• 06/2021 → 04/2024
  Ally Invest Securities
  Charlotte, NC
• 10/2021 → 04/2024
  Ally Invest Advisors
  Charlotte, NC
• 01/2025 → Present
  Principal Funds Distributor, Inc
  Des Moines, IA
• 05/2024 → 01/2025
  Unemployed
  Los Angeles, CA

Previous Registrations

• 2021-10-07 → 2024-05-06
  Ally Invest Advisors
  Los Angeles, CA
  Charlotte, NC
• 2020-07-24 → 2021-05-25
  Rbc Capital Markets, Llc
  Rolling Hills, CA

Other Businesses

Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates.

Exams

• S66 Uniform Combined State Law Examination
  2020-07-24
• S63 Uniform Securities Agent State Law Examination
  2018-10-03

Other Names

• Maibi V Ben-Horsfall
• Maibi Ben-Horsfall
• Maibi Benhorsfall
• Maibi Victor Ben-Horsfall