Earl Martin Sawit Valencia

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-02-10
WA	RA	APPROVED	2026-02-10

CA RA
APPROVED

Since 2026-02-10
WA RA
APPROVED

Since 2026-02-10

Branch Locations

6701 Koll Center Parkway Suite 250, Pleasanton, CA 94566 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bridgewater Associates	Westport	CT	11/2015	11/2016
Dell Technologies	Hopkinton	MA	11/2016	07/2018
Charles Schwab	San Francisco	CA	07/2018	11/2019
Plentina	Belmont	CA	11/2019	04/2024
Plentina Financial Inc.	Belmont	CA	03/2023	04/2024
Transamerica Financial Advisors	Pleasanton	CA	02/2026	Present
Wfgia	Pleasanton	CA	01/2026	Present
Microsoft	Redmond	WA	04/2024	Present

11/2015 → 11/2016

Bridgewater Associates

Westport, CT
11/2016 → 07/2018

Dell Technologies

Hopkinton, MA
07/2018 → 11/2019

Charles Schwab

San Francisco, CA
11/2019 → 04/2024

Plentina

Belmont, CA
03/2023 → 04/2024

Plentina Financial Inc.

Belmont, CA
02/2026 → Present

Transamerica Financial Advisors

Pleasanton, CA
01/2026 → Present

Wfgia

Pleasanton, CA
04/2024 → Present

Microsoft

Redmond, WA

Previous Registrations

2023-03-24 → 2024-04-26

Plentina Financial Inc.

Belmont, CA

Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). Microsoft Investment Related? NO Redmond, WA Start date 4/2024 Senior Manager 160 hours per month, 6.5 hours per day during trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-12-22

S65 Uniform Investment Adviser Law Examination

2022-12-22

View on SEC IAPD