Matthew Rogers

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2018 → 12/2018
  The Vanguard Group, Inc.
  Malvern, PA
• 05/2014 → 04/2018
  The Chateau Briand
  Carle Place, NY
• 08/2014 → 05/2018
  Elizabethtown College
  Elizabethtown, PA
• 11/2018 → 02/2019
  Express
  King Of Prussia, PA
• 10/2022 → Present
  Ameriprise Financial Services, Llc
  Garden City, NY
• 02/2019 → 09/2022
  Lincoln Financial Group
  Radnor, PA

Other Businesses

Outside Employment; Dennis R. Miller & Associates, LLC; See Above; Manage advisory business; 48 South Service Rd Suite 403, , MELVILLE, NY, 11747; Investment-Related; 10/03/2022; 60 hours per month; 60 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-01-30
• S63 Uniform Securities Agent State Law Examination
  2019-04-08

Other Names

• Matt Rogers
• Matthew Rogers
• Matthew James Rogers