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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-11 |
| GA | RA | APPROVED | 2024-06-24 |
Branch Locations
3280 Peachtree Rd Ne Stes 300 & 400 [Support Center], Atlanta, GA 30305 • United States
2520 Northwinds Pkwy Ste 200 Two Northwinds Center, Alpharetta, GA 30009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 08/2018 | 07/2019 |
| Talent Bridge | Charlotte | NC | 05/2018 | 08/2018 |
| Amerisourcebergen - The Lash Group | Fort Mill | SC | 09/2017 | 04/2018 |
| Aon Retiree Health Exchange | Charlotte | NC | 04/2014 | 07/2017 |
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 07/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-08 |
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