Lindsay Tayler Arvin

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-12-04

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Houston	TX	07/2018	11/2020
University Of Texas Medical Branch	Galveston	PA	03/2015	06/2018
Chopin Mon Ami	Galveston	TX	07/2015	12/2016
Bank Of America, N.A.	Houston	TX	08/2018	11/2020
Ubs Financial Services Inc.	Houston	TX	11/2020	04/2024
Ubs Financial Services Inc	Clovis	CA	04/2024	Present

07/2018 → 11/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Houston, TX
03/2015 → 06/2018

University Of Texas Medical Branch

Galveston, PA
07/2015 → 12/2016

Chopin Mon Ami

Galveston, TX
08/2018 → 11/2020

Bank Of America, N.A.

Houston, TX
11/2020 → 04/2024

Ubs Financial Services Inc.

Houston, TX
04/2024 → Present

Ubs Financial Services Inc

Clovis, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-12