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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-01-13 |
| TX | RA | APPROVED | 2022-01-13 |
Branch Locations
7150 Granite Circle Suite 203, Toledo, OH 43617 • United States
Sylvania, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Toledo | OH | 07/2018 | 12/2021 |
| Tim Hortons | Toledo | OH | 02/2018 | 07/2018 |
| Sidon Lebanese Grille | Toledo | OH | 04/2018 | 07/2018 |
| Rgh Holding | Beirut | 11/2016 | 12/2017 | |
| Waastaa | Beirut | 01/2015 | 01/2018 | |
| Bank Of America, N.A. | Toledo | OH | 09/2018 | 12/2021 |
| Rbc Capital Markets, Llc | Toledo | OH | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-03 |
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