Mason Peter Mccloskey

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-11-30
CA	RA	APPROVED	2018-10-18

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Francisco	CA	07/2018	Present
Cal Poly, San Luis Obispo	San Luis Obispo	CA	09/2014	06/2018
Unemployed	Sunnyvale	CA	06/2018	07/2018
Cal Poly Annual Fund	San Luis Obispo	CA	12/2015	11/2016
Cal Poly, Orfalea College Of Business	San Luis Obispo	CA	03/2017	06/2018
Fidelity Investments	Sunnyvale	CA	06/2017	08/2017
Bank Of America, N.A.	San Francisco	CA	09/2018	Present

07/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Francisco, CA
09/2014 → 06/2018

Cal Poly, San Luis Obispo

San Luis Obispo, CA
06/2018 → 07/2018

Unemployed

Sunnyvale, CA
12/2015 → 11/2016

Cal Poly Annual Fund

San Luis Obispo, CA
03/2017 → 06/2018

Cal Poly, Orfalea College Of Business

San Luis Obispo, CA
06/2017 → 08/2017

Fidelity Investments

Sunnyvale, CA
09/2018 → Present

Bank Of America, N.A.

San Francisco, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-17

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