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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-09-29 |
| FL | RA | APPROVED | 2023-07-27 |
| SC | RA | APPROVED | 2023-07-17 |
| NC | RA | APPROVED | 2020-12-08 |
| TX | RA | APPROVED | 2020-12-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 08/2018 | Present |
| Robert Half | Charlotte | NC | 01/2018 | 06/2018 |
| University Of North Carolina At Charlotte | Charlotte | NC | 06/2014 | 12/2017 |
| Sheri L Major Cpa, Inc. | Richmond | RI | 12/2019 | Present |
Employee of The Vanguard Group, Inc. (parent company of Vanguard Marketing Corporation) 100 Vanguard Blvd., Malvern, PA 19355..... NAME OF BUSINESS: Sheri L Major CPA, Inc NON-INVESTMENT RELATED: ADDRESS: Richmond, RI NATURE OF BUSINESS: Office Assistant POSITION: Office Assistant START DATE: 12/2019 APPROX. HOURS/MONTH: 20 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Coordinating calendars, filing and organizing paperwork.....
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-08 |
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