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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
VA RA APPROVED 2022-03-09
MD RA APPROVED 2019-10-18
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • VA RA
    APPROVED
    Since 2022-03-09
  • MD RA
    APPROVED
    Since 2019-10-18

Branch Locations

1577 Spring Hill Rd Ste 520, Vienna, VA 22182 • United States

Rockville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Investors Corporation Greenbelt MD 03/2005 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Silver Spring MD 10/2019 Present
  • 03/2005 → 06/2019
    First Investors Corporation
    Greenbelt, MD
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 10/2019 → Present
    Silver Spring, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-17
S63 Uniform Securities Agent State Law Examination 2006-01-31
  • S65 Uniform Investment Adviser Law Examination
    2019-10-17
  • S63 Uniform Securities Agent State Law Examination
    2006-01-31

View on SEC IAPD

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