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Alexis Correa

Hilltop Securities Asset Management, LLC

Dallas, TX

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Current Employers
Hilltop Securities Asset Management, Llc

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-05
TX RA APPROVED 2023-04-06
  • FL RA
    APPROVED
    Since 2025-06-05
  • TX RA
    APPROVED
    Since 2023-04-06

Branch Locations

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Texas State Univeristy San Marcos TX 03/2016 05/2018
The Vanguard Group, Inc. Scottsdale AZ 08/2018 01/2019
Texas State University San Marcos TX 08/2014 05/2018
Brandon K Moore Cpa Cedar Park TX 02/2017 03/2017
Make-A-Wish Arizona Scottsdale AZ 01/2019 04/2021
City Of Austin Treasury Department Austin TX 04/2021 05/2022
Hilltop Securities Austin TX 05/2022 Present
  • 03/2016 → 05/2018
    Texas State Univeristy
    San Marcos, TX
  • 08/2018 → 01/2019
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 08/2014 → 05/2018
    Texas State University
    San Marcos, TX
  • 02/2017 → 03/2017
    Brandon K Moore Cpa
    Cedar Park, TX
  • 01/2019 → 04/2021
    Make-A-Wish Arizona
    Scottsdale, AZ
  • 04/2021 → 05/2022
    City Of Austin Treasury Department
    Austin, TX
  • 05/2022 → Present
    Hilltop Securities
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-27
S63 Uniform Securities Agent State Law Examination 2018-10-03
  • S66 Uniform Combined State Law Examination
    2023-02-27
  • S63 Uniform Securities Agent State Law Examination
    2018-10-03

View on SEC IAPD

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