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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-30 |
| SC | RA | APPROVED | 2023-10-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 08/2018 | 09/2023 |
| Robert Half | Charlotte | NC | 01/2018 | 05/2018 |
| Jackie H. Park, Cpa, Pa | Myrtle Beach | SC | 01/2017 | 12/2017 |
| Evans, Carter, Kunes, And Bennett, Pa | Charleston | SC | 05/2016 | 12/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hilton Head Island | SC | 09/2023 | Present |
| Bank Of America, N.A. | Hilton Head Island | SC | 10/2023 | Present |
I*: 1837263 Entity Type: Entity Charitable Name of OBA: Coastal Community Foundation of South Carolina Address: Beaufort, SC Investment Related: No Position, Title, Association: Committee Employee Start Date: 06/17/2024 Number of Hours: 5 hrs monthly Number of Hours during trading: 2 hrs monthly Duties: Coastal Community Foundation works to create communities rich in equity, well-being and opportunity through industry partnerships, thought leadership and advocacy, and by engaging donors who wish to be part of positive changes in coastal South Carolina. As we address policy changes and other large-scale needs to advance equity in our region, we create an environment where donors can amplify the impact of their generosity. I will be on the Committee of Volunteers for the Coastal Community Foundation of South Carolina. Each year, the organization receives applications from local non profit organization requesting funding through the CCF of SC grant programs. I will be part of the committee that reviews the applications, visits the organizations, and ultimately vote on who receives the grant funding I*: 1837264 Entity Type: Name of OBA: Beaufort Regional Chamber of Commerce Address: Beaufort, SC Investment Related: No Position, Title, Association: Other Employee Start Date: 06/01/2024 Number of Hours: 2 hrs monthly Number of Hours during trading: 1 hr monthly Duties: The Chamber provides business growth and learning opportunities to help businesses be more productive and profitable, as well as advocacy and community development initiatives to build a favorable business climate, creating the preferred community to invest, prosper, and enjoy."As an Ambassador, my responsibilities are to meet once a month with the committee of Ambassadors to discuss ongoing economic plans and challenges being faced in Beaufort. The Ambassador Program members are responsibility for volunteering time to help promote and facilitate Chamber events. Additional responsibilities include outreach to new Chamber members to inform on upcoming chamber events. I*: 2086311 Entity Type: Not for Profit Name of OBA: HILTON HEAD AREA COUNCIL OF ESTATE & FINANCIAL ADVISORS Address: Hilton Head, South Carolina 29926 Investment Related: No Position, Title, Association: Member Employee Start Date: 11/12/24 Number of Hours: 12 hours annually Number of Hours during trading: 0 Duties: The entity is designed to provide networking opportunities with local estate planning and financial advisors, The organization meets every other month and generally has a guest speaker to share relevant financial and estate planning topics. I*: 2187342 Entity Type: For Profit Name of OBA: Ebay Address: Beaufort, SC 29906 Investment Related: No Position, Title, Association: Owner Employee Start Date: 5 hrs mthly Number of Hours: 0 Number of Hours during trading: 0 Duties:My wife and I would like to set up an Ebay account and sell unused clothes and home items
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-08 |
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