Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-06-25
NJ RA APPROVED 2012-06-12
  • TX RA
    APPROVED
    Since 2013-06-25
  • NJ RA
    APPROVED
    Since 2012-06-12

Branch Locations

1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States

Dayton, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner &Amp; Smith, Inc. Pennington NJ 06/2006 Present
  • 06/2006 → Present
    Merrill Lynch, Pierce, Fenner &Amp; Smith, Inc.
    Pennington, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-08
  • S66 Uniform Combined State Law Examination
    2012-06-08

View on SEC IAPD

More in Pennington, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor