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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-04-09 |
| FL | RA | APPROVED | 2025-02-20 |
| TX | RA | APPROVED | 2025-02-19 |
| AK | RA | APPROVED | 2024-10-11 |
| CA | RA | APPROVED | 2024-10-11 |
| MI | RA | APPROVED | 2024-10-11 |
| NM | RA | APPROVED | 2024-10-11 |
| NC | RA | APPROVED | 2024-10-11 |
| PA | RA | APPROVED | 2024-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wake Forest University | Winston-Salem | NC | 09/2017 | 05/2018 |
| Unemployed | Lawrenceville | NJ | 05/2018 | 07/2018 |
| Axa Advisors, Llc | New York | NY | 07/2018 | 12/2018 |
| Schafer Sports Complex | Ewing | NJ | 08/2016 | 07/2017 |
| Woodbury Financial Services Inc | Hockessin | DE | 01/2019 | 10/2024 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | Present |
1. Registered Assistant-Golden Gate Financial-2 Community RD, Belvedere CA, 94920 0% Ownership. 40 hour work week during market hours. 2. TRUE LEGACY CAPITAL POSITION: Advisor NATURE: Selling Fixed Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 06/01/2025 ADDRESS: 1743 N Hancock St, Philadelphia PA 19122, United States DESCRIPTION: Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-08 |
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