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Transamerica Retirement Advisors, LLC CRD 107319
$18.8B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6400 C Street Sw, Cedar Rapids, IA 52499 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Monmouth University | West Long Brang | NJ | 09/2014 | 01/2019 |
| Axa Advisors, Llc. | New York | NY | 02/2019 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 02/2019 | 11/2023 |
| Transamerica Investors Securities Corporation | Marlton | NJ | 11/2023 | Present |
| Transamerica Life Insurance Company | Marlton | NJ | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-04 |
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