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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2020-01-27 |
Branch Locations
607 North Main St, Lancaster, SC 29334 • United States
1405 Hwy 9 By Pass, Lancaster, SC 29720 • United States
1404 Ebenezer Rd, Rock Hill, SC 29732 • United States
523 A North Duncan Bypass, Union, SC 29379 • United States
9881 Charlotte Hwy, Indian Land, SC 29707 • United States
109 East First St, Kershaw, SC 29067 • United States
11115 South Tyron St, Charlotte, NC 28273 • United States
2599 Hwy 9, Cheraw, SC 29520 • United States
1381 Springdale Rd 1400 Greene St Room 227 U, Columbia, SC 29208 • United States
778 North Anderson Rd, Rock Hill, SC 29730 • United States
1234 West Blvd, Chesterfield, SC 29709 • United States
1769 J.A. Cochran By-Pass, Chester, SC 29706 • United States
957 Gold Hill Rd, Fort Mill, SC 29708 • United States
1381 Springdale Rd, Lancaster, SC 29720 • United States
2915 Lizzie Melton Rd, Chester, SC 29706 • United States
100 Springcrest Dr, Fort Mill, SC 29715 • United States
1650 John B White Sr Blvd, Spartanburg, SC 29301 • United States
252 Harrison Bridge Rd, Simpsonville, SC 29680 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services | Raleigh | NC | 07/2018 | 08/2019 |
| First Citizens Bank | Lancaster | SC | 06/2006 | 08/2019 |
| Lpl Financial Llc | Lancaster | SC | 08/2019 | Present |
| Founders Federal Credit Union | Lancaster | SC | 08/2019 | Present |
1) 8/20/19- FOUNDERS INVESTMENT SERVICES- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2) 10/31/2023 - Founders Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-04 |
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