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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-06-07 |
| TX | RA | APPROVED | 2024-05-31 |
Branch Locations
200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | New York | NY | 05/2018 | 05/2024 |
| Jpmorgan Securities, Llc. | New York | NY | 07/2018 | 05/2024 |
| Jpp Inc. | Longmont | CO | 10/2017 | 03/2018 |
| Edr Trust | Boulder | CO | 10/2016 | 10/2017 |
| J And P Paint Contractors | Boulder | CO | 06/2015 | 10/2016 |
| Rbc Capital Markets, Llc | Florham Park | NJ | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-30 |
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