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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-11-18
  • CA RA
    APPROVED
    Since 2019-11-18

Branch Locations

21370 Hawthorne Blvd, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citibank Manhattan Beach CA 01/2013 02/2018
Citigroup Gardena CA 02/2018 07/2018
Charles Schwab & Co., Inc. Torrance CA 07/2018 Present
Charles Schwab Bank Torrance CA 07/2018 Present
  • 01/2013 → 02/2018
    Citibank
    Manhattan Beach, CA
  • 02/2018 → 07/2018
    Citigroup
    Gardena, CA
  • 07/2018 → Present
    Torrance, CA
  • 07/2018 → Present
    Charles Schwab Bank
    Torrance, CA
Other Businesses

Start Date = 05-22-20| Twitch.com| Streamer/Broadcaster| Fountain Valley, CA| Hours/Month = 20-40| Occasional broadcasting of live game play from licensed video games. Public can view the broadcast from their respective mobile devices and watch.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-18
  • S66 Uniform Combined State Law Examination
    2019-11-18

View on SEC IAPD

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