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Mitchell David Carnes

Mariner

Indianapolis, IN

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2018-11-02
  • IN RA
    APPROVED
    Since 2018-11-02

Branch Locations

9045 River Road Suite 475, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mariner Wealth Advisors Indianapolis IN 07/2018 Present
Winthrop Capital Management Indianapolis IN 06/2017 06/2018
Unemployed/Student Indianapolis IN 06/2008 05/2017
Hff, Inc. Indianapolis IN 06/2016 12/2016
  • 07/2018 → Present
    Mariner Wealth Advisors
    Indianapolis, IN
  • 06/2017 → 06/2018
    Winthrop Capital Management
    Indianapolis, IN
  • 06/2008 → 05/2017
    Unemployed/Student
    Indianapolis, IN
  • 06/2016 → 12/2016
    Hff, Inc.
    Indianapolis, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-02
  • S65 Uniform Investment Adviser Law Examination
    2018-11-02

View on SEC IAPD

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Other Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

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