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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-12 |
| TX | RA | APPROVED | 2021-07-12 |
| PA | RA | APPROVED | 2019-08-26 |
Branch Locations
320 Park Ave., Fl 14, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman Sachs & Co. Llc | Chicago | IL | 07/2018 | 02/2019 |
| Self-Employed | Twinsburg | OH | 05/2018 | 07/2018 |
| Alex Brown Of Raymond James | Philadelphia | PA | 01/2017 | 04/2017 |
| Hillsdale College | Hillsdale | MI | 10/2015 | 12/2016 |
| Hillsdale College | Hillsdale | MI | 08/2014 | 05/2018 |
| Raymond James & Associates, Inc | Philadelphia | PA | 02/2019 | 08/2021 |
| Raymond James & Associates, Inc. | New York | NY | 08/2021 | Present |
(1) Name of Business: NBD LLC Address: 196 Willoughby St Apt 15M, Brooklyn, NY, 11201, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/14/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: NBD LLC was formed to host No Bad Days Run Club. I am the leader of the run club and the sole member of the LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-19 |
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