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Current Employers
Great Valley Advisor Group, Llc

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-09-08
  • NC RA
    APPROVED
    Since 2022-09-08

Branch Locations

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Matthews, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 07/2018 09/2022
Kennedy Consulting Llc Summit NJ 02/2018 06/2018
Unemployed Summit NJ 11/2017 01/2018
Ascena (Ann Inc/Loft) New York NY 02/2016 10/2017
Bank Of America, N.A. Florham Park NJ 10/2018 09/2022
Lpl Financial Llc Matthews NC 09/2022 Present
  • 07/2018 → 09/2022
    Florham Park, NJ
  • 02/2018 → 06/2018
    Kennedy Consulting Llc
    Summit, NJ
  • 11/2017 → 01/2018
    Unemployed
    Summit, NJ
  • 02/2016 → 10/2017
    Ascena (Ann Inc/Loft)
    New York, NY
  • 10/2018 → 09/2022
    Bank Of America, N.A.
    Florham Park, NJ
  • 09/2022 → Present
    Lpl Financial Llc
    Matthews, NC
Previous Registrations
Other Businesses

1) 9/2022- Weddington Advisors- DBA for LPL Business (entity for LPL business)- inv. related- Matthews, NC 2) 9/2022- Ruth Stene - Non-Variable Insurance- Agent selling Life, Health, Annuity, LTC- inv. related- Matthews, NC - start date 2018- 5hrs/mth 3) 09/13/2022 - Great Valley Advisor Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 09/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - Advisor - Start Date - I provide investment advisory services through Great Valley Advisor Group, Inc. an independent investment advisor firm. I started this business activity in 9/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial. 4) 04/26/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 04/26/2023 - 1 Hours Per Month/1 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-08
  • S66 Uniform Combined State Law Examination
    2018-11-08
Other Names
  • Renee Stene
  • Ruth Stene
  • R. Renee Stene

View on SEC IAPD

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