Best Investors
Account
Sign in
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-09-08 |
Branch Locations
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
Matthews, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Florham Park | NJ | 07/2018 | 09/2022 |
| Kennedy Consulting Llc | Summit | NJ | 02/2018 | 06/2018 |
| Unemployed | Summit | NJ | 11/2017 | 01/2018 |
| Ascena (Ann Inc/Loft) | New York | NY | 02/2016 | 10/2017 |
| Bank Of America, N.A. | Florham Park | NJ | 10/2018 | 09/2022 |
| Lpl Financial Llc | Matthews | NC | 09/2022 | Present |
1) 9/2022- Weddington Advisors- DBA for LPL Business (entity for LPL business)- inv. related- Matthews, NC 2) 9/2022- Ruth Stene - Non-Variable Insurance- Agent selling Life, Health, Annuity, LTC- inv. related- Matthews, NC - start date 2018- 5hrs/mth 3) 09/13/2022 - Great Valley Advisor Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 09/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - Advisor - Start Date - I provide investment advisory services through Great Valley Advisor Group, Inc. an independent investment advisor firm. I started this business activity in 9/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial. 4) 04/26/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 04/26/2023 - 1 Hours Per Month/1 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-08 |
Reach out to this advisor