Alex James Costa

$387B regulatory AUM

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-06-21
TX	RA	APPROVED	2022-06-13

Branch Locations

3109 W Martin L King Jur Blvd Suite 600, Tampa, FL 33607 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Mutual Of Omaha Investor Services	Lynnwood	WA	07/2018	10/2018
Mutual Of Omaha Insurance Company	Lynnwood	WA	07/2018	10/2018
Washington State University	Olympia	WA	08/2016	05/2017
Olympia Federal Savings	Olympia	WA	06/2017	08/2017
Washington State University	Pullman	WA	08/2017	05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Scottsdale	AZ	06/2019	05/2022
Amazon Fullfilment Services	Dupont	WA	11/2018	12/2018
Balboa Capital Corporation	Scottsdale	AZ	02/2019	06/2019
Unemployed	Olympia	WA	12/2018	01/2019
Bank Of America, N.A.	Scottsdale	AZ	07/2019	05/2022
Fisher Investments	Tampa	FL	06/2022	Present

07/2018 → 10/2018

Mutual Of Omaha Investor Services

Lynnwood, WA
07/2018 → 10/2018

Mutual Of Omaha Insurance Company

Lynnwood, WA
08/2016 → 05/2017

Washington State University

Olympia, WA
06/2017 → 08/2017

Olympia Federal Savings

Olympia, WA
08/2017 → 05/2018

Washington State University

Pullman, WA
06/2019 → 05/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale, AZ
11/2018 → 12/2018

Amazon Fullfilment Services

Dupont, WA
02/2019 → 06/2019

Balboa Capital Corporation

Scottsdale, AZ
12/2018 → 01/2019

Unemployed

Olympia, WA
07/2019 → 05/2022

Bank Of America, N.A.

Scottsdale, AZ
06/2022 → Present

Fisher Investments

Tampa, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-08-29