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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2018-11-16
  • SC RA
    APPROVED
    Since 2018-11-16

Branch Locations

128 S Tryon Street, Charlotte, NC 28202 • United States

201 N Washington St, Sumter, SC 29150 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Bank Sumter SC 03/1998 Present
First Citizens Investor Services Raleigh NC 08/2018 Present
Rental Property Sumter SC 01/1998 Present
Coin Collecting Sumter SC 01/1999 Present
  • 03/1998 → Present
    First Citizens Bank
    Sumter, SC
  • 08/2018 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 01/1998 → Present
    Rental Property
    Sumter, SC
  • 01/1999 → Present
    Coin Collecting
    Sumter, SC
Other Businesses

1) Coin collection: not investment related, Sumter SC. Buying and selling coins for coin collecting hobby. 25 hours per month, 0 business hours 2) Rental Property: not investment related, Sumter SC. Rental of multiple residential and commercial properties. Five hours per month, 0 business hours 3) Salt and Light Baptist Church; not Investment-related; 360 Miller Road, Sumter, SC 29150; Backup Treasurer; 01/15/2005; 1 hour/month, 0 during securities trading hours; He writes checks as needed for church to make donations, pay pastors, etc. 4) Surfcrest Beach Condo; Rental unit and serves on the HOA Board; not investment-related; 213 N. Seaside Dr. Surfside Beach, SC 29575; condo group meets once per year to discuss repairs, dues, etc; President; involved in the HOA since 6/01/2003; 1 hours/month, 0 during securities trading hours; help coordinate repairs if needed and rents out an owned unit. 5)President of the Sumter Partnership of USC Educational Foundation; non-investment related; University of South Carolina Sumter 200 Miller Road Sumter, SC 29150; a community service and fundraising board for USC Sumter Campus. Officer/Director/President September 2023; 2 hours monthly/0 during trading hours; Help build loyalty to USC Sumter, Advise Dean on community perception and promote the school and its programs. 6) SUMTER UNITED WAY POSITION: Board Member NATURE: Board Position (including at a Non-profit) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 215 N. Washington St, Sumter SC 29150, United States DESCRIPTION: This is the local Sumter United Way Chapter. They have asked me to serve on board.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-05
  • S66 Uniform Combined State Law Examination
    2018-11-05

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