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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2018-11-16 |
Branch Locations
128 S Tryon Street, Charlotte, NC 28202 • United States
201 N Washington St, Sumter, SC 29150 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Bank | Sumter | SC | 03/1998 | Present |
| First Citizens Investor Services | Raleigh | NC | 08/2018 | Present |
| Rental Property | Sumter | SC | 01/1998 | Present |
| Coin Collecting | Sumter | SC | 01/1999 | Present |
1) Coin collection: not investment related, Sumter SC. Buying and selling coins for coin collecting hobby. 25 hours per month, 0 business hours 2) Rental Property: not investment related, Sumter SC. Rental of multiple residential and commercial properties. Five hours per month, 0 business hours 3) Salt and Light Baptist Church; not Investment-related; 360 Miller Road, Sumter, SC 29150; Backup Treasurer; 01/15/2005; 1 hour/month, 0 during securities trading hours; He writes checks as needed for church to make donations, pay pastors, etc. 4) Surfcrest Beach Condo; Rental unit and serves on the HOA Board; not investment-related; 213 N. Seaside Dr. Surfside Beach, SC 29575; condo group meets once per year to discuss repairs, dues, etc; President; involved in the HOA since 6/01/2003; 1 hours/month, 0 during securities trading hours; help coordinate repairs if needed and rents out an owned unit. 5)President of the Sumter Partnership of USC Educational Foundation; non-investment related; University of South Carolina Sumter 200 Miller Road Sumter, SC 29150; a community service and fundraising board for USC Sumter Campus. Officer/Director/President September 2023; 2 hours monthly/0 during trading hours; Help build loyalty to USC Sumter, Advise Dean on community perception and promote the school and its programs. 6) SUMTER UNITED WAY POSITION: Board Member NATURE: Board Position (including at a Non-profit) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 215 N. Washington St, Sumter SC 29150, United States DESCRIPTION: This is the local Sumter United Way Chapter. They have asked me to serve on board.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-05 |
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