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Pfs Investments Inc. CRD 10111
$15.5B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Primerica Parkway, Duluth, GA 30099-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-22 |
| PR | RA | APPROVED | 2020-03-20 |
Branch Locations
Plz. Pradera, Carr 167 Ste 8 Levittown Station, Toa Baja, PR 00950 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc. | Toa Baja | PR | 09/2018 | Present |
| Small Business Administration | San Juan | PR | 02/2018 | 03/2018 |
| Unemployed | San Juan | PR | 11/2017 | 01/2018 |
| Sierra/Serapion, Psc | San Juan | PR | 03/2005 | 10/2017 |
| Primerica Financial Services | Toa Baja | PR | 05/1992 | Present |
Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Self-Employed, Attorney, Not Investment Related, San Juan, PR 00927, Attorney, 05/2018-Present, 96 hours per month (40 hours per month during securities trading hours). Self-Employed, Notary, Not Investment Related, San Juan, PR 00927, Attorney, 05/2018-Present, 96 hours per month (40 hours per month during securities trading hours).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-01-21 |
| S65 | Uniform Investment Adviser Law Examination | 2019-12-04 |
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