Austin Michael Daugherty

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2018 → 06/2021
  Raymond James Financial Services, Inc.
  Burlington, NC
• 05/2017 → 08/2017
  Precision For Value
  New York City, NY
• 08/2017 → 06/2018
  Elon University
  Elon, NC
• 08/2016 → 05/2017
  Elon University
  Elon, NC
• 09/2018 → 06/2021
  Raymond James Financial Services Advisors Inc.
  Burlington, NC
• 06/2021 → 06/2025
  Commonwealth Financial Network
  Waltham, MA
• 06/2025 → 03/2026
  Commonwealth Financial Network
  Waltham, MA
• 03/2026 → Present
  Raymond James Financial Services Advisors, Inc.
  Burlington, NC

Previous Registrations

• 2021-06-15 → 2026-03-31
  Commonwealth Financial Network
  Burlington, NC
  Waltham, MA
  Burlington, NC
• 2018-09-07 → 2021-06-16
  Raymond James Financial Services Advisors, Inc
  Burlington, NC

Other Businesses

(1) Name of Business: Blaser Investment Management Group, Inc Address: 3065 S Church St, Burlington, NC, 27215, United States Activity Type: Support Company - Owner Position/Title: Other, Officer - Secretary Investment Related: No Start Date: 03/31/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: What is your role in relation to this activity? Board Member, Chair of the Board, Director\n\nI am listed as the secretary of Blaser Investment Management Group Inc. I am also a minority owner. My role as secretary is to approve expenses and sign checks when necessary. (2) Name of Business: Blaser Investment Management Group, Inc Address: 3065 S Church St, Burlington, NC, 27215, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/07/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: By April 7th, after joining Raymond James, I will buy/ own 40% of Blaser Investment Management Group, Inc. I will be holding myself out as both a Partner of the firm and as a Financial Advisor.\n

Exams

• S66 Uniform Combined State Law Examination
  2018-08-30

Designations

• Certified Financial Planner