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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-21 |
| TX | RA | APPROVED | 2026-08-21 |
Branch Locations
30 Constitution Drive Suite 230 [Satellite], Chico, CA 95973 • United States
595 Humboldt St Ste 200, Reno, NV 89509 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chico | CA | 04/2010 | 10/2023 |
| Bank Of America, N.A. | Chico | CA | 04/2010 | 10/2023 |
| Tri Counties Bank | Roseville | CA | 10/2023 | 08/2026 |
| Raymond James Financial Services, Inc. | Roseville | CA | 10/2023 | 08/2026 |
| Raymond James Financial Services Advisors, Inc | Roseville | CA | 10/2023 | 08/2026 |
| Wells Fargo Advisors Financial Network, Llc | Chico | CA | 08/2026 | Present |
(1)Name of Business: Tri Counties Advisors Address: 780 Mangrove Ave, Chico, CA, 95926-3948, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: financial advising
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-26 |
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