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Christopher Bache

J.P. Morgan Securities LLC

Los Angeles, CA

CRD 6993878

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-21
CA RA APPROVED 2022-04-18
  • TX RA
    APPROVED_RES
    Since 2022-11-21
  • CA RA
    APPROVED
    Since 2022-04-18

Branch Locations

2029 Century Park E Floor 39, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Investment Management, Inc. Los Angeles CA 03/2018 04/2021
First Republic Securities Company, Llc Los Angeles CA 07/2018 04/2021
Advanced Regulatory Compliance Beverly Hills CA 01/2017 03/2018
La Canada Unified School District La Canada CA 11/2015 06/2017
Jpmorgan Chase Bank, N.A. Los Angeles CA 04/2022 Present
J.P. Morgan Securities Llc Los Angeles CA 04/2022 Present
Windward Capital Management Los Angeles CA 11/2021 12/2021
Unemployed La Canada CA 04/2021 10/2021
Unemployed La Canada CA 01/2022 03/2022
  • 03/2018 → 04/2021
    First Republic Investment Management, Inc.
    Los Angeles, CA
  • 07/2018 → 04/2021
    First Republic Securities Company, Llc
    Los Angeles, CA
  • 01/2017 → 03/2018
    Advanced Regulatory Compliance
    Beverly Hills, CA
  • 11/2015 → 06/2017
    La Canada Unified School District
    La Canada, CA
  • 04/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
  • 04/2022 → Present
    Los Angeles, CA
  • 11/2021 → 12/2021
    Windward Capital Management
    Los Angeles, CA
  • 04/2021 → 10/2021
    Unemployed
    La Canada, CA
  • 01/2022 → 03/2022
    Unemployed
    La Canada, CA
Previous Registrations
  • 2018-12-21 → 2021-04-05
    J.P. Morgan Private Wealth Advisors Llc
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-21
  • S66 Uniform Combined State Law Examination
    2018-12-21
Other Names
  • Chris Bache
  • Christopher Nicholas Bache

View on SEC IAPD

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