Rafael Casillas

Employer firm

Mutual Of Omaha Investor Services, Inc. CRD 611

$32.0M regulatory AUM 6,880 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-02-12

FL RA
APPROVED

Since 2024-02-12

Branch Locations

Cape Coral, FL • United States

9530 Marketplace Road Suite 201, Fort Myers, FL 33912 • United States

2600 Douglas Rd Ste 1109, Coral Gables, FL 33134 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Casillas Accounting & Consulting Llc	San Juan	PR	06/2009	12/2019
Mass Mutual Financial Group	San Juan	PR	10/2015	07/2018
Mutual Of Omaha Investor Services	Ft Myers	FL	10/2022	Present
Mutual Of Omaha Insurance Company	Ft Myers	FL	07/2018	Present

06/2009 → 12/2019

Casillas Accounting & Consulting Llc

San Juan, PR
10/2015 → 07/2018

Mass Mutual Financial Group

San Juan, PR
10/2022 → Present

Mutual Of Omaha Investor Services

Ft Myers, FL
07/2018 → Present

Mutual Of Omaha Insurance Company

Ft Myers, FL

Other Businesses

Insurance Agent - Start Date: 10/2015 - Non-investment Related - Insurance lines of business: Life/Health, Annuity - Hours/per week during trading hours: 40 Desk Chairs and More LLC - Start Date: 07/2025 - Non-investment Related - Office Furniture Store. Hours/per week during trading hours: 5 Thrive Financial Strategies DBA/Marketing Name Vertex Business Consulting LLC. - Start 2/2026 Non-investment Related Accounting and Tax Planning. Hours/per week during trading hours 10

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-09-26
S65	Uniform Investment Adviser Law Examination	2024-02-10

S63 Uniform Securities Agent State Law Examination

2025-09-26
S65 Uniform Investment Adviser Law Examination

2024-02-10

Other Names

Rafael Casillas Gerena

View on SEC IAPD