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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-02-01
  • GA RA
    APPROVED
    Since 2021-02-01

Branch Locations

1044 Braselton Village Pkwy, Braselton, GA 30517 • United States

7354 Spout Springs Rd, Flowery Branch, GA 30542 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Gainesville GA 08/2018 12/2020
South State Bank Gainesville GA 01/2015 08/2018
J.P. Morgan Chase Bank, N.A. Flowery Branch GA 12/2020 Present
J.P. Morgan Securities, Llc Flowery Branch GA 12/2020 Present
  • 08/2018 → 12/2020
    Gainesville, GA
  • 01/2015 → 08/2018
    South State Bank
    Gainesville, GA
  • 12/2020 → Present
    J.P. Morgan Chase Bank, N.A.
    Flowery Branch, GA
  • 12/2020 → Present
    Flowery Branch, GA
Previous Registrations
  • 2018-10-12 → 2020-12-08
    Gainesville, GA
    St Louis, MO
    Cleveland, GA
    Gainesville, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-11
  • S66 Uniform Combined State Law Examination
    2018-10-11
Other Names
  • Heather Ann Harper

View on SEC IAPD

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