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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-02-01 |
Branch Locations
1044 Braselton Village Pkwy, Braselton, GA 30517 • United States
7354 Spout Springs Rd, Flowery Branch, GA 30542 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Gainesville | GA | 08/2018 | 12/2020 |
| South State Bank | Gainesville | GA | 01/2015 | 08/2018 |
| J.P. Morgan Chase Bank, N.A. | Flowery Branch | GA | 12/2020 | Present |
| J.P. Morgan Securities, Llc | Flowery Branch | GA | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-11 |
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