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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-15
KS RA APPROVED 2022-11-07
  • TX RA
    APPROVED
    Since 2022-11-15
  • KS RA
    APPROVED
    Since 2022-11-07

Branch Locations

3401 College Blvd, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 07/2018 05/2021
Unishippers Of Cache Valley Tooele UT 10/2017 02/2018
Gunnison Valley Health Gunnison CO 06/2017 08/2017
Mcdonald's Logan UT 02/2017 05/2017
Utah State University Logan UT 08/2015 05/2018
Robinhood Financial, Llc Tempe AZ 05/2021 08/2022
Robinhood Markets, Inc Tempe AZ 06/2022 08/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Leawood KS 09/2022 Present
Humana Scottsdale AZ 06/2018 09/2018
Bank Of America N.A. Leawood KS 12/2022 Present
  • 07/2018 → 05/2021
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 10/2017 → 02/2018
    Unishippers Of Cache Valley
    Tooele, UT
  • 06/2017 → 08/2017
    Gunnison Valley Health
    Gunnison, CO
  • 02/2017 → 05/2017
    Mcdonald's
    Logan, UT
  • 08/2015 → 05/2018
    Utah State University
    Logan, UT
  • 05/2021 → 08/2022
    Robinhood Financial, Llc
    Tempe, AZ
  • 06/2022 → 08/2022
    Robinhood Markets, Inc
    Tempe, AZ
  • 09/2022 → Present
    Leawood, KS
  • 06/2018 → 09/2018
    Humana
    Scottsdale, AZ
  • 12/2022 → Present
    Bank Of America N.A.
    Leawood, KS
Other Businesses

I*2239306, Entity Type, Name of OBA: Rental Property 1 Address: PhoenixArizona85050 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 03/13/2025No Hours: 10 Yearly No Hours during trading: 0 Duties: I*3828270, Entity Type: , Name of OBA: The Connection KC, Address: Lenexa , Kansas, 66215, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 02/26/2026, No Hours: 1.5 Weekly, No Hours during Trading: 1.5 Weekly, Duties: Record minutes, participate in board meetings, attend networking meetings and events, Professional networking group

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-05
S63 Uniform Securities Agent State Law Examination 2018-12-08
  • S66 Uniform Combined State Law Examination
    2022-11-05
  • S63 Uniform Securities Agent State Law Examination
    2018-12-08
Other Names
  • Paul J Davis

View on SEC IAPD

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