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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-08-20 |
Branch Locations
800 S Lincoln Ave Pob 1356, O'FAllon, IL 62269 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kpmg Llp | St. Louis | MO | 07/2017 | 09/2023 |
| Stifel Indepenedent Advisors | St. Louis | MO | 11/2023 | 08/2026 |
| N/A | St. Louis | MO | 09/2023 | 11/2023 |
| Gonzalez Companies, Llc | Brentwood | MO | 07/2015 | 04/2017 |
| University Of Missouri - Saint Louis | Saint Louis | MO | 08/2015 | 12/2016 |
| N/A | St. Louis | MO | 04/2017 | 07/2017 |
| Equitable Advisors, Llc | O'FAllon | IL | 08/2026 | Present |
1. Community Financial Management; 800 S Lincoln Ave O'Fallon, IL 62269; Accounting / tax preparation; CPA; Accounting services and tax preparation; 01/01/2024; 2hrs/wk; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-12 |
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