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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2019-08-30 |
| NH | RA | APPROVED | 2017-09-27 |
| TX | RA | APPROVED | 2017-09-27 |
Branch Locations
4 Birch St Unit 205, Derry, NH 03038-2136 • United States
314 Middle St, Portsmouth, NH 03801 • United States
775 Us Route 1 Suite 2, York, ME 03909 • United States
127 Main St Ste 8, Boston, MA 02129 • United States
24 Portland Rd, Kennebunk, ME 04043 • United States
Hampton, NH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pax World Investments | Portsmouth | NH | 03/2013 | 03/2017 |
| Alps Distributors Inc. | Denver | CO | 03/2013 | 03/2017 |
| Commonwealth Financial Network | Waltham | MA | 04/2017 | 09/2017 |
| Ameriprise Financial Services Inc | Charlestown | MA | 09/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Portsmouth | NH | 03/2020 | Present |
Real Estate Ownership; The property is a condo; 4 Birch St 205, , Derry, NH, 03038; Not Investment-Related; 01/04/2022. Business Ownership; Kona ICE; Owner, operator; Food Service; 24 Morrill St, , Hampton, NH, 03842; Not Investment-Related; 04/03/2023; 1 to 9 hours per month; 1 to 9 during trading hours / 5 Seas Co LLC; Co-owner; Real Estate; 24 Morrill St, , Hampton, NH, 03842; Not Investment-Related; 12/03/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-04 |
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