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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-13 |
| PA | RA | APPROVED | 2021-01-05 |
Branch Locations
6000 Fairview Rd Ste 800, Charlotte, NC 28210 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc. | Quakertown | PA | 08/2018 | 09/2019 |
| Primerica Financial Services | Quakertown | PA | 11/2017 | 09/2019 |
| Phoenixville Borough | Phoenixville | PA | 06/2005 | 01/2019 |
| Wells Fargo Clearing Services, Llc | Pottstown | PA | 09/2019 | Present |
| Wells Fargo Bank, Na | Pottstown | PA | 09/2019 | Present |
| Certitude Home Improvements | Malvern | PA | 05/2019 | 09/2019 |
BUILDING BRIDGES ABA LLC; INV RELATED;CHARLOTTE ,NC; APPLIED BEHAVIOR ANALYSIS THERAPY;25% OWNERSHIP; START DATE: 01/27/2026; 80 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-22 |
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