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Adrienne Brittney Gonzalez

Vanguard Advisers, Inc.

Charlotte, NC

CRD 6993236

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-11-29
NC RA APPROVED 2021-07-16
TX RA APPROVED 2021-07-16
  • IL RA
    APPROVED
    Since 2022-11-29
  • NC RA
    APPROVED
    Since 2021-07-16
  • TX RA
    APPROVED
    Since 2021-07-16

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Auto-Owners Insurance Irmo SC 05/2017 08/2017
University Of South Carolina Columbia SC 08/2014 05/2018
Unemployed Charlotte NC 05/2018 11/2018
Axa Advisors, Llc Charlotte NC 11/2018 06/2020
Equitable Advisors, Llc Charlotte NC 11/2018 04/2021
The Vanguard Group, Inc. Charlotte NC 06/2021 Present
Unemployed Charlotte NC 05/2021 05/2021
  • 05/2017 → 08/2017
    Auto-Owners Insurance
    Irmo, SC
  • 08/2014 → 05/2018
    University Of South Carolina
    Columbia, SC
  • 05/2018 → 11/2018
    Unemployed
    Charlotte, NC
  • 11/2018 → 06/2020
    Axa Advisors, Llc
    Charlotte, NC
  • 11/2018 → 04/2021
    Equitable Advisors, Llc
    Charlotte, NC
  • 06/2021 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 05/2021 → 05/2021
    Unemployed
    Charlotte, NC
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: NON-INVESTMENT/INVESTMENT RELATED: ADDRESS (City/State): NATURE OF BUSINESS: POSITION: START DATE (Month/Year): APPROXIMATE HOURS PER MONTH: NUMBER OF HOURS DURING TRADING HOURS: DUTIES:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-18
S63 Uniform Securities Agent State Law Examination 2018-09-22
  • S66 Uniform Combined State Law Examination
    2021-06-18
  • S63 Uniform Securities Agent State Law Examination
    2018-09-22
Other Names
  • Adrienne Gonzalez

View on SEC IAPD

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