Keaton Dale Hickman

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2018 → 10/2019
  Td Ameritrade
  Southlake, TX
• 03/2018 → 07/2018
  University Of Texas At Arlington
  Arlington, TX
• 06/2017 → 03/2018
  Dfw International Church Of Christ
  Arlington, TX
• 03/2016 → 08/2017
  Red Lobster
  Arlington, TX
• 10/2019 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2018-11-14 → 2019-09-27
  Td Ameritrade, Inc.
  Westlake, TX
• 2018-11-14 → 2019-09-27
  Td Ameritrade Investment Management, Llc
  Southlake, TX

Other Businesses

the name of the other business; Wise Turf Solutions whether the business is investment-related ; No the address of the other business; 164 Hillock Ct Decatur, Tx 76234 the nature of the other business; Turf Installation your position; Owner title, or relationship with the other business; Owner the start date of your relationship; 03/14/2025 the approximate number of hours/month you devote to the other business; 16 the number of hours you devote to the other business during securities trading hours; N/A and briefly describe your duties relating to the other business; Wise Turf Solutions is a turf installation company. My duties will involve investing liquid assets into the LLC business accounts for start-up/operating expenses. Duties will also include physical labor/planning/invoices involved with the installation process. Small turf business started by myself and my brother. He is 70% owner and I am 30% owner.

Exams

• S66 Uniform Combined State Law Examination
  2018-11-12
• S63 Uniform Securities Agent State Law Examination
  2018-09-11

Other Names

• Keaton Hickman