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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2022-08-22 |
Branch Locations
6550 South Big Cottonwood Canyon Rd, Cottonwood Heights, UT 84121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Henderson | NV | 07/2018 | 04/2019 |
| F45 Vegas Llc | Henderson | NV | 01/2018 | 07/2018 |
| F45 Training Venice | Venice | CA | 04/2016 | 01/2018 |
| Cycle House | West Hollywood | CA | 08/2014 | 09/2016 |
| Vision Los Angeles | Los Angeles | CA | 07/2014 | 07/2018 |
| Bank Of America, N.A. | Henderson | NV | 10/2018 | 04/2019 |
| Platefit | Los Angeles | CA | 04/2019 | 10/2019 |
| Fidelity Brokerage Serivces Llc | Salt Lake City | UT | 10/2019 | 04/2022 |
| Td Ameritrade, Inc | Cottonwood Heights | UT | 04/2022 | 06/2024 |
| Charles Schwab & Co., Inc. | Cottonwood Heights | UT | 07/2022 | Present |
| Td Ameritrade Investment Management, Llc. | Cottonwood Heights | UT | 06/2022 | 06/2024 |
| Charles Schwab Bank, Ssb | Cottonwood Heights | UT | 12/2022 | Present |
1) ICON Health|Investment Related: No|1255 E 3900 S, Millcreek, UT, 84124, USA|Pharmaceuticals|Research Participant|10/24/2023|20-40 hour/month - 1 during trading hours|Compensated research participant for a healthy individual study that tests pharmaceuticals for government approval.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-27 |
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